Maurice Kauff

Maurice is a Managing Director for the Firm with more than 25 years of experience in the financial services industry. He provides portfolio management advice to the Firm's institutional wealth management clients including hybrid broker-dealers and independent investment advisor networks.

Maurice originally joined Northern Capital in 2000 and has developed broad fixed income expertise with Bear Stearns, Brown Brothers Harriman, Banker's Trust, A.G. Edwards & Sons, the Maxim Group and Investors Capital. Maurice has in-depth knowledge of the corporate, mortgage-backed and municipal market sectors and is a Municipal Securities Principal.

Maurice earned a B.A. in Economics from Union College and an MBA in Finance from Northeastern University. He is currently a member of the adjunct faculty at the University of Massachusetts, Dartmouth, Charlton School of Business.

Education

• MBA D'Amore-McKim School of Business at Northeastern University
• BA Union College

Companies

• Adjunct Faculty Hult International Business School (2023)
• Adjunct Faculty - Girard School of Business Merrimack College (2015)
• Client Portfolio Manager Northern Capital Securities Corporation (2009)
• Adjunct Faculty UMass Dartmouth (2019 — 2020)
• Rugby Coach St. John's Preparatory School (2003 — 2013)
• Director, Fixed Income Investors Capital (2004 — 2008)
• Fixed Income Sales Trader Northern Capital Securities Corporation (2000 — 2004)