Richard Lindsey

Richard Lindsey, Ph.D., is a Managing Partner of Windham Capital Management and Portfolio Manager for Windham Risk Premia. Previously, he served as the Chief Investment Strategist, Liquid Alternatives for Janus Capital. In this role he developed and co-managed the liquid alternative strategies and was also a member of the Janus Capital Group Global Allocation Committee. Prior to joining Janus in August 2012, Dr. Lindsey was a principal of the Callcott Group, LLC, a quantitative consulting group, where he was responsible for directing research activities and advisory services. For eight years Dr. Lindsey was president of Bear, Stearns Securities Corporation and a member of the Management Committee of The Bear Stearns Companies, Inc. Before joining Bear Stearns, Dr. Lindsey served as the Director of Market Regulation (current called Trading and Markets) for the U.S. Securities and Exchange Commission and as the Chief Economist of the SEC. He was a finance professor at the Yale School of Management before joining the SEC. Dr. Lindsey has also served on several corporate boards including, The Investment Fund for Foundations (TIFF), the Options Clearing Corporation, the International Securities Exchange, and Strike Technologies. Dr. Lindsey has done extensive work in the areas of portfolio construction, risk management, and the trading of securities. He has held the positions of Visiting Academic at the Nikko Research Institute in Tokyo, Japan, and Visiting Economist at the New York Stock Exchange. He holds a Bachelor of Science degree in chemical engineering from Illinois Institute of Technology, an MS in chemical engineering from Berkeley, an MBA from the University of Dallas, and a Ph.D. in finance from the University of California, Berkeley. He is a Fellow of the Courant Institute, the Chairman of the International Association for Quantitative Finance as well as the Chairman of the Quantitative Group for Finance.

Dr. Lindsey is a Public Director on OCC's Board of Directors and serves on the Audit Committee, Compensation and Performance Committee (Chair), Governance and Nominating Committee, and Risk Committee (Chair).

Education

• PhD University of California, Berkeley, Haas School of Business (1986 — 1991)
• MBA The University of Texas at Dallas (1984 — 1985)
• MS University of California, Berkeley (1976 — 1978)
• BS Illinois Institute of Technology (1972 — 1976)

Companies

• Managing Partner and Chief Investment Officer Windham Capital Management (2016)
• Research Advisor Lawrence Berkeley National Laboratory (2010)
• Principal Callcott Group (2007)
• Chief Investment Strategist -- Liquid Alternatives Janus Capital Group (2012 — 2016)
• Senior Managing Director Bear, Stearns and Co (1999 — 2006)
• Director of Market Regulation US Securities and Exchange Commission (1995 — 1999)
• Assistant Professor of Finance Yale School of Management (1991 — 1996)
• Chief Economist US Securities and Exchange Commission (1995 — 1996)
• Visiting Economist New York Stock Exchange (1994 — 1995)

Skills

• Asset Managment
• Electronic Trading
• Finance

Other

Portfolio Optimization, Structured Finance, Asset Allocation, Quantitative Analytics, Bonds, Financial Markets, Bloomberg, Private Equity, Investment Management, Equity Derivatives, Trading Strategies, Financial Services, Investment Strategies, Commodity, Trading Systems, Financial Modeling, Asset Management, Investment Banking, Emerging Markets, Quantitative Finance, Options, Alternative Investments, Risk Management, Valuation, Trading, Investments, Securities, Equities, Capital Markets, Portfolio Management, Derivatives, Fixed Income, Hedge Funds