Stephan Hartenstein

NomoRisk was founded by Stephan Hartenstein, who is the sole owner and managing director of the company. Prior to NomoRisk, Mr. Hartenstein was responsible for operational risk management, fraud prevention, information security and contingency planning at ProCredit Holding AG, a global microfinance institution. From 1999 to 2008 he was COO at J.P. Morgan Asset Management in Frankfurt am Main, where he headed the areas of risk management, audit, tax, finance, law and compliance as well as client services. Mr. Hartenstein is a graduate economist at Goethe University Frankfurt.

The employees of NomoRisk are consultants and senior consultants who have been working in the financial industry for several years and have extensive experience in the consulting services offered.

Please understand that for competitive reasons we do not present our employees here. Of course, we will make our employee profiles directly available to you as and when appropriate.

Education

• Diploma / Master Johann Wolfgang Goethe-Universität Frankfurt am Main (1992 — 1999)
• Erasmus Xchange Luiss Guido Carli University (1995 — 1996)

Companies

• Lecturer Frankfurt School of Finance & Management (2015)
• Senior Risk Consultant IFC - International Finance Corporation (2011)
• General Manager NomoRisk GmbH (2011)
• Head of Group Risk Management ProCredit Holding AG (2008 — 2011)
• Vice President JPMorgan Asset Management (1999 — 2008)
• System Analyst Dresdner Bank (1984 — 1992)

Skills

• Fraud
• Auditing
• Anti Money Laundering

Other

AML, Credit, Information Security Management, Management Consulting, Retail Banking, Internal Audit, Internal Controls, Enterprise Risk Management, Credit Risk, Risk Assessment, Operational Risk, Asset Management, Governance, Business Continuity, Basel II, Corporate Governance, Financial Risk, Banking, Operational Risk Management, Risk Management