Hans Peter Bär

Experience

International Compliance Association Certified Professional / Member & Senior Fellowship Jan 2006 –

SFI Swiss Finance Institute Executive Trainer / Lecturer at Swiss Finance Institute Jan 1999 –

UBS

• Client Relationship Management, Managing Director 2014 –
• Project Management, Risk and Regulatory, Managing Director Dec 2016 –
• Audit and Investigation Management, Managing Director 2014 –
• Executive Member of the Custodian Bank Board, Managing Director Jan 2016 –
• Head Investment Fund Compliance, Managing Director Jun 2019 –
• Head Custodian Bank / Chair of the Custodian Bank Board, UBS Switzerland AG, Managing Director Dec 2016 – Aug 2020
• Head Risk Management, Corporate & Institutional Clients, Managing Director Mar 2014 – May 2019

Fund Academy AG Lecturer on Custodian Bank and CISA (i.e. Funds Business, Governance, Controls, Supervision) Jan 2019 – Sep 2021

UBS

• Head Operational Risk, Europe and Switzerland, Senior Project Manager, New Business Control Sep 2010 – Oct 2013
• Head Governance and Operational Risk, Wealth Management and Swiss Bank Aug 2009 – Aug 2010
• Divisional Risk Officer / Chief Risk Officer (Deputy), Wealth Management USA, New York Sep 2006 – Jul 2009
• Head of Compliance / Chief Risk Officer, Jersey Channel Islands Sep 2003 – Sep 2006
• Chief of Staff / Client Relationship Manager, Capital Market Activities / Securitisation May 1999 – Nov 2001

Institut für schweizerisches Bankwesen, Universität Zürich Research Assistant / Lecturer in Banking / Corporate Consultant for Swiss Financial Institutions

Versicherungs Treuhand Zurich AG Business Manager / ECO Sales Assistant Aug 1992 – Dec 1992

AZ Partner / Notter & Partner / Pro Handels Service AG Corporate Consultant / Sales Representative Feb 1990 – Dec 1991

Education

IMD Business School International Board Education - High Performance Boards (HPB) Best Practices in Board Governance and Leadership 2020

INSEAD International Executive Program (IEP) General Management, Leadership, Governance, Organisation, Int. Business Models, Marketing and HR 2001

Universität Zürich | University of Zurich Dr. oec. publ. Banking, summa cum laude 1992 – 1997

Zentrum für Unternehmensführung (ZFU) Certified Board Member - Board Governance & Culture, Digital Transformation, Finance Crisis and Risk Management, CEO - Board Interaction, Strategy and Organisational Leadership 2021

SFI Swiss Finance Institute Senior Management Program (SMP), Geneva, London, Madrid, Bratislava Governance, Strategy, Leadership, Human Resources, Business Models, FM Regulation, etc.Activities and Societies: SFI Alumni and OEC Alumni UZH GLOBAL FINANCIAL MARKETS: Competitive Strategy and Global Financial Markets, Global Financial Services, Global Financial Markets Regulation, Restructuring of the global banking and finance industry, etc. STRATEGIC MANAGEMENT: Strategic Management, Corporate Strategy, Business Strategy, Value Proposition, Differentiation, Search for growth, Lean Business Models, Outperformance, etc. CHANGE MANAGEMENT: Corporate Development and Change Management, Change Management in a Crisis, Role of Senior Managers within Change, Creation of Focus and agenda for Change

RISK MANAGEMENT: Risk management in banking, Value Propositions, Lean Business Models, Restructuring, Offshoring / Outsourcing, Operations and Processes, etc.

FINANCE AND INVESTMENTS: Valuation, Asset Allocation, Alternative Investments, Corporate Finance, Private Equity, Venture Capital, Investment Strategies, IPOs, etc.

BANKING SECTORS: Private Banking, Asset Management, Investment Banking, etc.

Fund Academy eInternational Fund & Asset Management Officer in progress 2019 – 2022

International Compliance Association (ICA), University of Manchester (Int.Dip(Comp), FICA, Certified Professional & Senior Fellowship, Cert(Comp) and Cert(AML) Compliance and Risk Management

Universität Zürich | University of Zurich Lic. oec. publ. Hauptfach: BWL, Nebenfächer: Betriebs-&Arbeitspsychologie, Handels-&Wertpapierrecht, Agrarwirtschaft 1988 – 1992