Maria Serna

Adjunct Lecturer at Babson Olin Graduate School of Business

Schools

  • Babson Olin Graduate School of Business

Links

Babson Olin Graduate School of Business

Academic Division: FinanceMaria Paula Serna, IACCP, recently joined the Babson community as an adjunct instructor in the Finance Department. She has over 10 years of experience in Compliance for Asset Management Firms, starting her career at State Street Bank (Formerly Investor Bank & Trust), where she served in various compliance and client service roles. Maria currently works at The Boston Company Asset Management LLC as a Compliance Associate. Her primary responsibilities include; implementing compliance testing program, audit support, regulatory filing, RIC compliance reporting, and reviewing investment client guidelines. Maria received a B.S in Finance from Bentley University and a M.S from Boston University. In 2015, Maria became a designated Investment Adviser Certified Compliance Professional (IACCP).

Academic Degrees

  • Investment Adviser Certified Compliance Professional Program (IACCP), National Regulatory Services(NRS)
  • MS, Boston University
  • BS, Bentley University

Academic Interests

Compliance System, Client Operations

c

Other experts

Looking for an expert?

Contact us and we'll find the best option for you.

Something went wrong. We're trying to fix this error.