Risk Regulation – the Dodd-Frank act

New York Institute of Finance

What are the topics?

New York Institute of Finance

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Who should attend

  • Front middle and back office professionals
  • auditors
  • financial journalists
  • lawyers
  • legislators and regulators

About the course

This course is a comprehensive review of the objectives and regulations of the Dodd-Frank Act. The impact of the act on financial intermediaries, financial markets and instruments is covered in detail.

Prerequisite knowledge:

  • Knowledge of financial markets.

CURRICULUM

Day 1

MODULE 1: INTRODUCTION TO THE ACT

  • History of Dodd-Frank
  • Overview of the Law

MODULE 2

  • Role of Regulators
  • History of Dodd-Frank Regulations

Day 2

MODULE 1

  • Consumer Protections
  • Ending Too Big To Fail
  • Living Will
  • Collateral Requirements
  • Derivatives Reporting Requirements
  • Position Limits

MODULE 2

  • Federal Bank Supervision
  • Executive Compensation
  • Credit Rating Agencies
  • Business Conduct Verification
  • Advanced Warning
  • Transparency and Accountability for Exotic Instruments
  • Minerals From Specified Sources
  • CVA

WHAT YOU'LL LEARN

CURRENT REGULATORY REFORMS AND REAL-TIME CONSEQUENCES IN TODAY'S FINANCIAL MARKETS

  • Describe the components of the Dodd-Frank regulatory reforms
  • Compare and contrast proposed changes to the financial regulatory framework being proposed by the UK and Europe
  • Identify advantages and disadvantages to proposed regulations
  • Discuss banks' reactions to regulations

Risk Regulation – the Dodd-Frank act at New York Institute of Finance

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Disclaimer

Coursalytics is an independent platform to find, compare, and book executive courses. Coursalytics is not endorsed by, sponsored by, or otherwise affiliated with any business school or university.

Full disclaimer.

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