Minimum Requirements for Risk Management at Banks

Frankfurt School of Finance & Management

How long?

  • 1 day
  • in person

What are the topics?

Frankfurt School of Finance & Management

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Full disclaimer.

Who should attend

This workshop is tailored for related needs of bank management, internal audit, risk management and bank staff working in lending operations or processing/backoffice.

About the course

Learning Target

The workshop has been developed to give an introduction into the main requirements about Risk Management at banks operating in Germany. All major topics are covered and complemented with the latest updates as per MaRisk 6.0..

Participation in this workshop will ensure a solid understanding of the main requirements as defined in the MaRisk document, allowing participants to ensure the institutions they work for are organised accordingly.

Contents

Introduction and Seminar Objectives

Introduction: Why MaRisk at your institution?

  • The applicability of MaRisk to financial institutions, transactions and risks

MaRisk structure and principles

  • Historical development, regulatory background and objectives

Organisational Requirements for institutions

  • Strategy
  • Segregation of duties
  • Processes and guidelines
  • Staff
  • Technology
  • Outsourcing
  • Management Responsibility
  • Risk Culture

Lending and Credit Risk Management

  • General Aspects
  • Assessment
  • Risk Classification and Rating
  • Decision
  • Management of Normal Loans
  • Early Warning System
  • Intensified Management and Problem Loans
  • Restructuring and wind down
  • Provisioning, Risk Quantification and Reporting

Risk Management as per MaRisk

  • Fundamentals
  • The Risk Management Process
  • Types of Risk and related requirements Credit Risk, Market Risks, Liquidity Risk, Operational Risk – including Information Security
  • Risk Bearing Capacity and Limits
  • Stress Tests

Requirements for Internal Audit

Risk Reporting Requirements

Regulatory Audits

Seminar Summary

Methodology

Interactive seminar, discussions, moderation, group work

Videos and materials

Minimum Requirements for Risk Management at Banks at Frankfurt School of Finance & Management

From  850 EUR$985

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Disclaimer

Coursalytics is an independent platform to find, compare, and book executive courses. Coursalytics is not endorsed by, sponsored by, or otherwise affiliated with any business school or university.

Full disclaimer.

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