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Cyprus International Institute of Management

Compliance and Regulation Updates

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Description

With the participation in this seminar we anticipate that all participants enhance their Knowledge and understanding with regards to the risk matters that are faced by Cyprus Investment Firms. We wish to build their knowledge and provide them with all the necessary “equipment” that will assist them in performing their work on an efficient and effective manner.

Key Outcomes

  • To enhance their knowledge on the AML Law and requirements applicable for Cyprus Investment Firms
  • To increase awareness and understanding of the obligations of Cyprus Investment Firms emanating from the relevant Laws and regulations pertaining to the provision of information to clients and/or potential clients
  • To understand the risks entailed when information, including marketing material, information about services, products, prices etc are provided to the clients
  • To increase awareness and understanding of the requirements for Cyprus Investment Firms when their services are promoted by third parties
  • To understand the main risks of non-compliance with regulatory requirements when services of Cyprus Investment Firms are promoted by third parties
  • To enhance their knowledge on the most important regulatory updates and more specifically Directives, Circulars and Guidelines issued by CySEC or other Regulatory Authorities

Programme Focus

Prevention and Suppression of Money Laundering and Terrorist Financing

  • Legislation
  • Implementation by the Cyprus Investment Firms
  • Examples

Requirements for Marketing and Provision of Information to Clients

  • Legislation
  • Marketing Communication
  • Provision of information to Clients
  • Usual mistakes/deficiencies

Regulation Updates

Presentation of the most important regulatory updates that will take place and more specifically to the most recent and important CySEC Directives, Circulars and Guidelines.

Regulation Updates

Presentation of the most important regulatory updates that will take place and more specifically to the most recent and important CySEC Directives, Circulars and Guidelines.

Who should attend

  • Cyprus Investment Firms Executive and Non-Executive Directors
  • Departmental Heads and employees who work in the departments of
  • Compliance
  • Risk Management
  • Internal Audit,
  • Accounting
  • Operations or in the Dealing Room
  • External Auditors of Cyprus Investment Firms

Experts

Mr. Demetris Tsingis founded FINCAP Advisers in late 2016 as its Managing Partner, previously serving as a Partner heading the Financial Regulation & Advisory, London Office and Executive Academy departments in one of the leading advisory firms of Cyprus. He holds a BSc in Government & Ec...

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