About the course
Designed for professionals with experience in SEC reporting, this live virtual seminar – spread over two days – builds participant knowledge of Form 10-K requirements and relevant regulations, including Regulation S-X, Regulation S-K, and the Securities Exchange Act of 1934. Each day’s agenda features individual modules (each less than an hour) as well as breaks. Given the level of detail required and the potential level of scrutiny by the SEC, the SEC’s Form 10-K Annual Report requires top-notch skill to prepare. Participants gain advanced understanding of complex reporting scenarios, focusing on the most effective preparation of the 10-K.
Also covered: the latest issues facing reporting entities, including COVID-19 disclosures, non-GAAP financial measures, the SEC Disclosure Effectiveness Project, benchmarking, and Disclosure Committee best practices.
This advanced seminar assumes you have mastered the topics covered in our foundational program, SEC Reporting and Compliance.
- SEC Reporting (10-K, Planning, Preparation, and Timing Best Practices)
- Selected Financial Data Considerations
- MD&A Considerations
- Financial Statement Considerations
- Business, Risk Factors and Executive Compensation Considerations
- Disclosure Trend Considerations
- SEC Comment Letter Trends and Hot Topics
Mary Anne Busse is a nationally recognized expert in disclosure and governance, having served for several years in various capacities with the Securities and Exchange Commission in Washington, D.C., her last assignment as Senior Counsel in the Division of Corporation Finance. Ms. Busse currently ...
Because of COVID-19, many providers are cancelling or postponing in-person programs or providing online participation options.
We are happy to help you find a suitable online alternative.