About the course
Given the level of detail required and the potential level of scrutiny by the SEC, the SEC’s Form 10-K Annual Report requires top-notch skill to prepare.
This one-day seminar, designed for professionals with experience in SEC reporting, builds participant knowledge of Form 10-K requirements and relevant regulations, including Regulation S-X, Regulation S-K, and the Securities Exchange Act of 1934. Participants gain advanced understanding of more complex reporting scenarios, focusing on the most effective preparation of the 10-K.
The seminar will also cover the latest issues facing reporting entities, including Non-GAAP Financial Measures, the SEC Disclosure Effectiveness Project, benchmarking and Disclosure Committee best practices.
- SEC Reporting (10-K, Planning, Preparation, and Timing Best Practices)
- Selected Financial Data Considerations
- MD&A Considerations
- Financial Statement Considerations
- Business, Risk Factors and Executive Compensation Considerations
- Disclosure Trend Considerations
- SEC Comment Letter Trends and Hot Topics
Mary Anne Busse is a nationally recognized expert in disclosure and governance, having served for several years in various capacities with the Securities and Exchange Commission in Washington, D.C., her last assignment as Senior Counsel in the Division of Corporation Finance. Ms. Busse currently ...
Videos and materials
Because of COVID-19, many providers are cancelling or postponing in-person programs or providing online participation options.
We are happy to help you find a suitable online alternative.